SOC Examinations · AICPA Trust Services Criteria
SOC 2 audits that turn security into signed proof.
We examine the controls protecting your customers’ data and issue the SOC 2 report your buyers, their procurement teams, and their auditors are waiting for.
A SOC 2 audit is an independent examination, performed by a licensed CPA firm, of how well your controls protect customer data against the AICPA Trust Services Criteria. FinAudit CPA scopes the engagement, tests your controls, and issues a Type I or Type II report your customers can rely on to trust you with their information.
Reviewed by Debraj Hazra, CPA (USA), ACA (ICAEW, ICAI)
Last updated July 2026
What is a SOC 2 audit, really?
SOC 2 stands for System and Organization Controls 2, a reporting framework the American Institute of CPAs created for service organizations that hold or process other companies’ data. When a SaaS platform, a data processor, or a managed-service provider says it is "SOC 2 compliant," it means a licensed CPA firm examined its controls and wrote a report describing what those controls are and whether they work.
The examination measures your environment against the Trust Services Criteria: security (always required), and then availability, processing integrity, confidentiality, and privacy as your customers and your risk profile demand. Security, often called the common criteria, covers the fundamentals — access control, change management, monitoring, incident response, and vendor oversight. You add the other four criteria only when they matter to the promises you make.
Here is the part that trips people up: SOC 2 is not a certification, and there is no pass-or-fail stamp. The deliverable is a detailed report that your prospect’s security team reads line by line. A good report tells a clear, honest story about how you protect data. That is exactly what we build with you.
A SOC 2 report is not a badge you display. It is a document a stranger’s security team reads before they trust you with their customers’ data. We write it to survive that scrutiny.
Who needs SOC 2, and when?
Most companies do not pursue SOC 2 because they woke up wanting one. They pursue it because a deal depends on it. Three moments push it to the top of the list:
- An enterprise prospect asks for it. The security questionnaire lands, procurement will not move without a report, and suddenly your sales cycle is blocked on a document you do not have.
- An investor or acquirer runs diligence. Sophisticated buyers treat a clean SOC 2 as evidence that you run a disciplined operation, not a science project.
- You handle data you cannot afford to lose. Once you store customer records, financial data, or anything regulated, a SOC 2 gives you a defensible way to prove you take that responsibility seriously.
If any of these describe you, start earlier than feels comfortable. A Type II report covers a period of operation, so the sooner your controls are running, the sooner you can point to a report that covers real history rather than a single day.
SOC 2 Type I vs Type II: which one do you need?
The difference is time. Type I photographs your controls on one date. Type II films them operating over a window. Buyers increasingly want Type II, but Type I is a smart first step when you need something in hand quickly.
| SOC 2 Type I | SOC 2 Type II | |
|---|---|---|
| What it examines | Whether controls are designed suitably at a point in time | Whether controls operated effectively across a period |
| Typical window | A single "as of" date | 3 to 12 months of operation |
| Best for | A fast first report to unblock a deal | Ongoing trust with enterprise buyers |
| Evidence needed | Policies and control design | Design plus proof the controls ran the whole period |
| How buyers read it | A promising start | The report most security teams actually want |
How our SOC 2 process runs
You always know where you are and what comes next. No black box, no surprise invoices.
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01
Scoping
We agree which Trust Services Criteria apply, which systems are in scope, and whether you need Type I, Type II, or both. You get a fixed fee before we start.
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02
Readiness and gap review
We map your current controls against the criteria and hand you a plain-language list of what to fix before the audit clock starts.
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03
Remediation support
You close the gaps. We answer questions as they come up so you are not guessing what "good enough" means.
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04
Evidence and fieldwork
We collect and examine evidence with as little disruption to your engineers as possible, using your existing tools wherever we can.
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05
Testing
We test each control’s design and, for Type II, whether it operated the whole period. We flag issues early instead of at the end.
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06
Reporting and QA
We draft the report, run it through independent quality review, and issue a document you can hand straight to a prospect.
What you get, and how long it takes
You receive a complete SOC 2 report: an independent CPA opinion, your management assertion, a description of your system, and the detail of the controls we tested with the results. For a Type II, the report also covers the operating period so a reader can see your controls held up over time, not just on a good day.
Timing depends on where you start. A Type I can often be issued within a few weeks once your controls are in place. A Type II adds the observation window on top — commonly 3 to 12 months — because the report has to cover controls actually operating. If a customer needs proof quickly, we frequently sequence a Type I now and a Type II covering the following period, so you are never empty-handed.
What actually drives the cost
We quote a fixed engagement fee, so you will not see a surprise hourly bill. The number depends on real factors, not guesswork:
Number of criteria
Security alone costs less than security plus availability, confidentiality, and privacy. We include only what your promises require.
Systems and complexity
More products, environments, and integrations mean more to examine.
Control maturity
If your controls already run cleanly, the audit moves faster. If not, readiness work is where the effort goes.
Type I, Type II, or both
A period-of-time examination involves more evidence than a point-in-time one.
Why run your SOC 2 with FinAudit CPA
Plenty of firms will sell you a SOC 2. Fewer bring a licensed CPA who also understands the financial statements behind your business. That matters more than it sounds. When your controls touch billing, revenue, or customer funds, an auditor who reads both your control environment and your numbers spots issues a security-only shop misses.
You also get senior attention that does not evaporate as the engagement grows, fixed scope you can budget around, and a global delivery model that keeps the work moving across time zones. Best of all, we map your SOC 2 controls once so you can reuse the overlapping work for ISO 27001, HIPAA, or PCI DSS instead of paying to build the same evidence twice.
Pair your SOC 2 with
- ISO 27001, when international customers want a certification alongside your report
- HIPAA, when you handle protected health information for health-tech clients
- SOC 1, when your platform affects your customers’ financial reporting
- VAPT, to show buyers you actively test the defenses your SOC 2 describes
SOC 2 Audit · questions buyers ask
No. SOC 2 is an attestation report issued by a licensed CPA firm, not a certification with a pass-or-fail badge. The deliverable is a detailed report describing your controls and how well they work, which your customers read to decide whether to trust you. That is different from ISO 27001, which is a certification against a fixed standard.
The examination itself is quick once your controls are in place, but a Type II report has to cover an observation period, usually 3 to 12 months. That window, not the audit work, sets the timeline. If you need proof sooner, we often issue a Type I first and a Type II covering the following period.
Cost depends on the number of Trust Services Criteria in scope, how many systems and products you run, how mature your controls already are, and whether you need Type I, Type II, or both. We scope every engagement transparently and quote a fixed fee up front, so you never face a surprise hourly bill.
Type I examines whether your controls are designed suitably at a single point in time. Type II examines whether those same controls actually operated effectively across a period. Type I is a fast way to show progress; Type II is the report most enterprise security teams ultimately want to see.
No. Security, the common criteria, is always required. You add availability, processing integrity, confidentiality, or privacy only when they reflect promises you make to customers. We help you scope to what genuinely matters so you are not paying to test criteria that do not apply to your service.
Yes, and it should. Many controls overlap across frameworks. We map your SOC 2 controls so the evidence you build carries over to ISO 27001, HIPAA, or PCI DSS. You examine once and reuse the work, instead of standing up separate programs that test nearly the same things.
A licensed CPA firm signs a SOC 2 report — that is what makes it an attestation rather than a self-assessment. FinAudit CPA is a licensed US CPA firm, so the opinion in your report carries the weight your customers expect when they hand it to their own auditors and security teams.
Pair it with
Audit once, comply many.
HIPAA Compliance Assessment
Prove your health-tech platform handles PHI the way HIPAA requires — assessed by a licensed CPA firm.
ISO/IEC 27001 Certification
The international security certificate your global customers recognize on sight.
SOC 1 Audit
The report your customers’ auditors need when your service touches their books.